The Securities Industry Essentials (SIE) Exam is a foundational exam administered by FINRA and is required for anyone looking to enter the financial services field. While passing the SIE Exam alone does not qualify you to work in securities or register with a FINRA…
Financial services careers continue to attract professionals looking for stability, growth, and long-term earning potential. From entry-level roles requiring foundational exams like the SIE and Series 7 to advanced positions supported by licenses such as the Series 65, Series 24, and Series 63, compensation trends show a clear pattern: Licensing, experience, and performance matter.…
This year’s finance jobs outlook is shaped by four major forces: accelerating AI adoption, new regulatory frameworks, economic uncertainty, and rising consumer expectations. Financial services remain a pillar of global economic growth, and it’s entering a period of transformation. Here’s an updated look at the finance jobs landscape for 2026, with insights for finance graduates, career changers,…
Investment Adviser Representatives (IARs) are required to complete annual continuing education (CE) to maintain their registration. Missing the IAR CE deadline does not immediately stop you from doing business, but it does trigger a series of consequences that can become serious if not addressed quickly. Here’s what happens if you miss the deadline,…
Thinking about a career in the securities industry? The Securities Industry Essentials (SIE) Exam is your first step toward a rewarding finance career. This all-inclusive guide offers everything you need to succeed, equipping you with the essential tools and information to pass the SIE…
Starting a career in securities often means mapping out the right order for your licensing exams, and one of the questions candidates face is when to take the Series 66 exam. Take it too early and you may not be ready. Wait too long and you could…
Investment Adviser Representatives (IARs) are at the forefront of the financial industry, providing essential advice to clients. To maintain this trusted position, IARs must stay current with industry regulations, best practices, and ethical standards. This is achieved through Investment Adviser Representative Continuing Education (IAR CE). Meeting the annual IAR CE requirements…
A major change is here for Investment Adviser Representatives (IARs) in the Land of Lincoln. Illinois has officially joined the growing list of states mandating continuing education for IARs in 2026. This new rule underscores the state’s commitment to investor protection and ensures that…
The One Big Beautiful Bill (OBBB) brings a sweeping overhaul to the tax landscape, profoundly impacting individuals, businesses, and the financial advisory sector. For securities professionals, understanding these changes is critical to advising clients effectively and navigating the updated regulations. The OBBB could reshape…