Tag: continuing education

Series 7 exam

Continuing Education’s Role in the Marketplace

Government and industry compliance and regulatory requirements heavily impact the financial securities industry. Along with these enforced protocols, firms are expected to conduct business using good ethical and sales practice standards. In the securities marketplace, because securities regulations are consistently in flux, continuing education…

Advantage of Continuing Education

How to Take Advantage of Continuing Education

  So, your business recently started offering continuing education (CE) opportunities for employees. That’s fantastic! However, continuing education opportunities can be deceptively attractive and your employees may end up wasting their time working with material that won’t actually help them advance their careers. If…

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